Regulatory Disclosure

Investor Complaints Status

SEBI requires every registered Investment Adviser to disclose investor complaint data on its website in the prescribed format, updated by the 7th of each succeeding month. This page is maintained under SEBI Circular SEBI/HO/MIRSD/MIRSD-PoD/P/CIR/2025/80 dated 2 June 2025 (Investor Charter for Investment Advisers), Annexure B.

Data for the month ending: July 2026|Last updated: 13 August 2026

Firm Details

Name of Investment Adviser

Rahul Rajgopal

Trade Name

Rahul Rajgopal Wealth Advisor

Type of Registration

Individual

Registration Number

INA000021933

BASL Membership Number

2446

Validity of Registration

Perpetual

Registered Address

F1/38, Sector-2A, Vaishali, Ghaziabad – 201019, Uttar Pradesh

Correspondence Address

7th Floor, Plot A/8A Knowledge Boulevard, Block A, Industrial Area, Sector 62, Noida – 201309, Uttar Pradesh

Telephone

+91 93110 33796

Email for Complaints

[email protected]

Website

rahulrajgopalwealth.com

Associated SEBI Office

Northern Regional Office, New Delhi

A. Data for the Month Ending July 2026

* Inclusive of complaints of previous months resolved in the current month  |  # Inclusive of complaints pending as on the last day of the month  |  ^ Average resolution time is the sum total of time taken to resolve each complaint in days, in the current month, divided by the total number of complaints resolved in the current month

Sr. No.Received FromPending at End of Last MonthReceivedResolved*Total Pending#Pending > 3 MonthsAvg. Resolution Time^ (Days)
1Directly from Investors00000N/A
2SEBI (SCORES)00000N/A
3Other Sources (if any)00000N/A
Grand Total00000N/A

B. Trend of Monthly Disposal of Complaints

Financial Year 2026–27  |  * Inclusive of complaints of previous months resolved in the current month  |  # Inclusive of complaints pending as on the last day of the month

Sr. No.MonthCarried Forward from Previous MonthReceivedResolved*Pending#
1April 20260000
2May 20260000
3June 20260000
4July 20260000
Grand Total000

C. Trend of Annual Disposal of Complaints

* Inclusive of complaints of previous years resolved in the current year  |  # Inclusive of complaints pending as on the last day of the year. The practice commenced operations during FY 2025–26; that year is therefore a part year.

Sr. No.Financial YearCarried Forward from Previous YearReceivedResolved*Pending#
1FY 2025–260000
Grand Total000

How to Lodge a Complaint

  1. 1

    Contact the Investment Adviser directly

    Email: [email protected] or call +91 93110 33796. Grievances are redressed immediately and in any case no later than 21 days from receipt.

  2. 2

    Escalate to SEBI SCORES 2.0

    If the grievance is not redressed to your satisfaction within 21 days, lodge a complaint at scores.sebi.gov.in ↗ or through the SEBI SCORES mobile application.

  3. 3

    Approach the Investment Adviser Administration and Supervisory Body

    A complaint may also be filed with the IAASB, administered by BSE Administration & Supervision Ltd. ↗

  4. 4

    Online Dispute Resolution

    If the grievance remains unresolved after the above steps, you may initiate conciliation or arbitration through SEBI's ODR portal at smartodr.in ↗

Associated SEBI Regional Office

Northern Regional Office

NBCC Complex, Office Tower-1, 8th Floor, Plot No. 2, Community Centre, Okhla Industrial Area Phase-1, New Delhi – 110020

Tel: +91-11-40459000 / 40459001

Email: [email protected]

Registration granted by SEBI, membership of BASL and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Investments in the securities market are subject to market risks. Read all related documents carefully before investing. This page is maintained in compliance with the SEBI Investor Charter for Investment Advisers (Circular SEBI/HO/MIRSD/MIRSD-PoD/P/CIR/2025/80 dated 2 June 2025) and the SEBI (Investment Advisers) Regulations, 2013 as amended. Data is updated by the 7th of each succeeding month.

© 2026 Rahul Rajgopal Wealth Advisor. SEBI Registered Investment Adviser (Individual) — INA000021933 · BASL 2446. Advisory-only · Fee-only · No execution · No guaranteed returns.